Worked as the sole placement agent for Frederick's of Hollywood Group Inc to raise a total of $3mm in common stocks with warrants with several institutional investors and current shareholders. Proceeds used for general working capital and corporate purposes.
Worked as selling agent to Aegis Capital Corp. in placing $2.25 million in financing for MedLink International, Inc. The aggregate amount consisted of a $1.0 million placement of common stock and warrants plus a $1.25 million placement of convertible notes. Proceeds from the raise were allocated toward sales and marketing, working capital, as well as the acquisition of MedAppz, announced in November 2010.
Privately placed the first institutional round of growth financing and assisted with second financing round for Nina McLemore, Inc., the direct sales company founded in 2002 to design, source and sell clothing for professional, executive, and high net worth women under the brand name Nina McLemore.
* Indicates transactions were completed by Avalon Net Worth senior executives while employed at previous firms