Private Placements, Debt & Pipe Financings

North America Wire Products*

Arranged mezzanine financing for this manufacturer of undersea communication cables.

North American Recovery Management, LLC

Quadlogic Controls Corporation

Multiple term loan and revolving credit line assignments for this power line communications (PLC) metering business.

ScripsAmerica, Inc.

Worked as sole placement agent for ScripsAmerica, Inc. to raise $1.043 million in Series A Preferred Stock via a private placement. Proceeds were used for general working capital. ScripsAmerica, Inc. implements efficient supply chain management on behalf of its clients, from strategic sourcing to delivering niche generic pharmaceuticals to market.

Spring Bank Pharmaceuticals, Inc.

Advised Spring Bank Pharmaceuticals, Inc., a clinical stage drug discovery company, in its raise of a convertible note.

StatusJet

Sterling Optical Corporation

Assisted public optical retail chain (NYSE) formulate its bankruptcy plan, arrange debtor-in-possession financing and sell the company's assets during Chapter XI bankruptcy.

Tempur World, Inc.

Sole strategic financial adviser during the combination of Danfoam, the Danish manufacturing firm and Tempur USA, the North American distribution entity, to create a vertically integrated international branded consumer product company. Acted as placement agent to Tempur-Pedic, Inc. to arrange an international debt syndication and private placement of preferred stock.

Tempur World, Inc.

Acted as placement agent to Tempur World, Inc. in its private placement of a senior credit facility.

ThermoGenesis Corporation*

Raised $7,000,000 of equity in a private placement.  ThermoGenesis designs, manufactures and sells thermodynamic systems which utilize proprietary heat transfer technology to process, store and retrieve blood products and biological tissues.

* Indicates transactions were completed by Avalon Net Worth senior executives while employed at previous firms

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