Equity Capital Markets
Arranged an equity investment for a company that develops and manufactures advanced absorbent systems for critical rebreathing and life support applications.
Secured $125 million equity investment for a specialty finance company providing risk-sharing capital tailored to help emerging asset managers and wealth advisors reach the next level of profitability.
$35MM of Co-Investment for an alternative lending company which underwrites opportunistic credit related investments with a focus on “bespoke” solutions
Advisor to this eBusiness technology company founded to commercialize behavioral profiling software that continuously gathered and synthesized prospective consumers' behavior and buying patterns.
Exclusive financial advisor for equity placements and recapitalization to fund growth of specialty accessory and costume jewelry retailer after being purchased from Federated Department Stores, Inc.
Private placement for public pharmaceutical company that develops novel therapeutic products for the treatment of chronic diseases.*
Exclusive placement agent for biopharmaceutical company developing drugs for rare and orphan diseases. *
Sole placement agent for two direct common stock with warrants placements for Frederick’s of Hollywood Group, a public retailer of women's intimate apparel.
Advisor to this internet-delivered marketing application, allowing global companies to centrally control digital assets and advertising and marketing formats while permitting franchisees to customize promotional content for local markets on a 24 / 7 basis.
Exclusive capital advisor for Series A growth capital for a company that develops revolutionary, high-performance batteries that are safe, environmentally responsible, sustainable and economical.
Placement agent and financial advisor for Series A funding for leading innovator in the development and production of bioplastic materials which provide sustainable, biodegradable alternatives to petroleum-based plastic materials.
$50 million of private equity arranged for North American Recovery Management, LLC a commercial real estate assets management company focused on purchasing and repurposing distressed real estate.
Initial institutional financing for Ashley Stewart, a specialty retailer of women's plus-size clothing and accessories focused on ethnic markets.
Arranged $17MM in equity and debt financing for a leader in Accounts Payable (AP) Payments. The client is a developer of a smart b2b payment network designed to simplify accounts payable payments, generating revenue and cost savings while offering complete transparency and control of the payment process.
$4.2 million PIPE for BEI Medical Systems to commercialize Hydro ThermAblator® its proprietary treatment for women's health issues. The company was subsequently sold to Boston Scientific for $95 million.
Exclusive financial advisor arranging growth capital for Texas based oil and gas exploration company.
Financial advisor to seller on a common stock placement for its on-line multi-store shopping service and time management portal which aggregates local merchants that deliver products.
Placed two preferred financings for Nina McLemore, Inc. a designer and manufacturer of professional women's apparel sold via e-commerce and a direct sales force.
Private placement for this designer and manufacturer of thermodynamic systems utilizing proprietary heat transfer technology to process, store and retrieve blood products and biological tissues. *
Arranged Series A Equity for Elemeno Health, a cloud-based SaaS solution for frontline healthcare teams. Their microlearning solution is designed to advance quality and patient safety at the point of care.
Series A equity financing arranged for a four-year-old company providing complex co-working space and services to the life sciences industry in multiple US locations.
The company needed investors who understood the life sciences and real estate industries. Avalon identified a family office and private equity firm with relevant industry experience to complete the transaction. Funds will be used to enable expansion to additional locations throughout the US and internationally.
Strategic advisor for $48 million financing for Cybear Inc. which focuses on internet-based products and services which improve the day-to-day tasks of healthcare providers. *
Strategic advisor assisting this leading chain of party supplies, greeting card, and gift wrap superstores in its preparation for an initial public offering, after after arranging four private subordinated debt and two preferred equity placements.
Exclusive placement agent arranging growth capital for a leading internet ecommerce site catering to the young-buyer art market.
Exclusive transaction advisor and placement agent for Series A and B preferred stock private placement, providing growth capital for one of the nation's largest specialty bicycle retailers to roll out its BIKES USA superstore format
Sole placement agent in a registered direct offering to institutional investors for a producer of regenerative biotherapies used for wound care, inflammation and angiogenesis. *
Financial advisor on a convertible preferred placement for an on-line air charter locating system, aggregator of private aircraft providers and travel services directory
Raised $13.3 million of equity in private placements for generic pharmaceutical company and advised Royce in merger with Watson Pharmaceuticals valued at approximately $100 million. *
Financial advisor for this U.S. developer of patented and other high quality mobile and online games for government lotteries, regulated mobile platforms and land-based gaming casino during its rights offering and various private convertible debt and equity investments offerings.
Arranged $9MM in Series A funding for a software company. The client has a scheduling and tracking software for service-related businesses such as HVAC, electricians and plumbers.
Exclusive advisor for convertible debt and $5.65 million equity round led by Lykos Capital Partners. Funds used for online and retail door expansion of its breakthrough laundry detergent which dramatically reduces odor-causing bacteria.
Arranged $40M in equity financing for a Advanced Materials Company. Our Client is entering the advanced materials (metal powder) market to supply the expanding 3D printing and advanced manufacturing sectors. Their production method can utilize eco-friendly materials while also improving the quality of metal powders available in the expanding market.
a$Financial advisor for $12.4 million and $3.9 million PIPEs and $20.5 million secondary public offering for this developer of regenerative tissue, use for grafts and other surgeries; subsequently purchased by Kinetic Concepts for $1.7 billion. *
Co-placement agent for $3.5 million Series A Preferred Stock for this innovator and manufacturer of minimally invasive implants and instrument systems for the treatment of various pathologies of the spine.
Secured growth capital for a European craft cannabis company producing branded premium hash products.
Arranged an equity investment for a company that develops and manufactures energy storage products (batteries) and specializes in green battery technologies.
Co-placement agent for a $2.25 million financing for MedLink International, Inc. (OTCBB:MLKNA), a healthcare information business providing electronic health record and practice management applications for physician practices. The $1.0 mm common stock with warrants and $1.25 mm convertible notes offering was used for operations and the acquisition of MedAppz.
Sole Placement Agent for public company providing pharmacy dispensing, billing and administrative services to doctors office and independent pharmacies.
Exclusive agent for this international branded visco-elastic foam bedding company in the placement of preferred stock and arrangement of a worldwide senior credit facility.